MCF-stack: Special Solutions of Mean Curvature Flow

§ 2.39 Shao–Zou shrinkers with any prescribed number of endsEB2734BB2E46

Earliest recorded reference: (first arXiv submission).

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Paper credits are chronological and include every author of the cited papers. They identify sources, not exclusive discovery credit. Background-only citations do not determine the date of this example. A classical example may predate the references recorded here.

  1. Shao–Zou — 2025-07-24 (first arXiv submission).
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(Shao–Zou plane stackings) Fix an integer $k\geq 2$. For every sufficiently large integer $m$, with the threshold allowed to depend on $k$, Shao–Zou construct an embedded self-shrinker $\Sigma _{k,m}\subset \mathbb R^3$ with

\[ \operatorname {genus}(\Sigma _{k,m})=(k-1)(m-1),\qquad \# \operatorname {ends}(\Sigma _{k,m})=k, \qquad \vec H=-X^\perp /2. \]

Their parameter is $J=(k-1)/2$. The smooth flow is $\sqrt{-t}\, \Sigma _{k,m}$ for $t<0$. The surface is obtained by elliptic gluing, rather than an explicit parametrization.

  • The construction stacks $k$ perturbations of the horizontal plane and connects each consecutive pair by $m$ catenoidal bridges. Thus there are $(k-1)m$ bridges in total, placed on alternating equally spaced neck configurations whose radii approach the same balanced radius. Consecutive configurations have angular offset $\pi /m$ (Definition 4.3 and equations (5.15), (5.23)). The compact core and graphical ends give a connected, orientable, complete, proper, boundaryless noncompact surface.

  • Each of the $k$ annular ends is asymptotic to a cone. Theorem 8.1 gives the leading cone slopes in terms of the solved bridge parameters with error estimates; these asymptotic expressions are not formulas for the whole shrinker.

  • For even $k$, the asserted symmetry is the $m$-gonal prism group $D_{mh}$; for odd $k$, it is the $m$-gonal antiprism group $D_{md}$. Both have order $4m$. Horizontal reflection is a symmetry in the even-$k$ case and is not an element of the stated antiprism group in the odd-$k$ case.

  • For fixed $k$ and $m\to \infty $, $\Sigma _{k,m}$ converges as a varifold to the horizontal plane with multiplicity $k$. Each surface before the limit is embedded with multiplicity one. The limiting plane is not a smooth member of the positive-genus family.

  • Conical ends imply quadratic area growth and finite entropy, and $F_{0,1}(\Sigma _{k,m})=\lambda (\Sigma _{k,m})$. No exact value or numerical entropy upper bound is asserted here. A local varifold limit alone is not used to assign a numerical entropy limit.

  • The source expects its $k=2$ and $k=3$ examples to agree with earlier doubled- and tripled-plane constructions when the parameters overlap, but it does not prove those identifications. It supplies no uniqueness or exact Morse-index classification.

See [ShaoZou2025], version 1: the introductory theorem (PDF p. 2), Definition 2.28 and Remark 2.29 (p. 7), and Theorem 8.1 (pp. 31–32). In particular, this gives examples with four or more ends, beyond the one-, two-, and three-ended constructions already listed. The interactive illustration is a connected construction schematic with open necks and a cutaway. Its radial profiles are guided by the linearized solutions in Lemma 4.11; its neck dimensions, sheet separation, and end slopes are illustrative. The finite-$m$ matching and nonlinear shrinker equation have not been solved, and the displayed bridge counts are not asserted to meet the large-$m$ hypothesis.

Shao–Zou construction schematic: four colored sheets joined through thirty staggered open necks, with four truncated ends; a cutaway exposes the connections and a plan diagram shows alternating neck sites.
Interactive construction schematic. Connected sheets with open catenoidal necks: each consecutive pair is joined at m sites, and consecutive gaps are staggered by π/m. The default k = 4, m = 10 model has 30 bridges, four truncated ends and genus 27. Rotate, zoom, use the cutaway, or change k and m; Neck layout shows the alternating site sets. Radial profiles are guided by the paper’s linearized solutions, with enlarged separation and neck widths. Finite-m balancing, tilts, Gaussian-metric neck corrections and the nonlinear shrinker equation are not solved; end slopes are illustrative. Existence requires sufficiently large m for each fixed k. Open drawing shows the fixed four-sheet reference. Open drawing · Numerical references and credits

Ambient space, topology, embeddedness and entropy

For each fixed k ≥ 2, m must be sufficiently large depending on k. There are m bridges between each pair of neighboring sheets.

Two stacked planes · Euclidean space ℝ³ · Embedded
Ambient space
Euclidean space ℝ³
Topology
Closed orientable genus-(m−1) surface with two punctures
Embeddedness
Embedded: Each finite-parameter surface is embedded with multiplicity one. The stacked planar limit is not a member of the smooth family.
Compactness
Noncompact
Surface genus
m−1 for sufficiently large m
Topological ends
Exactly 2 conical ends
Entropy
Finite; value not recorded: Finite; an exact value or numerical upper bound is not recorded for this construction.
Gaussian area
Finite; value not recorded: F₀,₁ = λ for the normalized shrinker. Finite; an exact value or numerical upper bound is not recorded for this construction.
Three stacked planes · Euclidean space ℝ³ · Embedded
Ambient space
Euclidean space ℝ³
Topology
Closed orientable genus-2(m−1) surface with three punctures
Embeddedness
Embedded: Each finite-parameter surface is embedded with multiplicity one. The stacked planar limit is not a member of the smooth family.
Compactness
Noncompact
Surface genus
2(m−1) for sufficiently large m
Topological ends
Exactly 3 conical ends
Entropy
Finite; value not recorded: Finite; an exact value or numerical upper bound is not recorded for this construction.
Gaussian area
Finite; value not recorded: F₀,₁ = λ for the normalized shrinker. Finite; an exact value or numerical upper bound is not recorded for this construction.
k stacked planes, k ≥ 4 · Euclidean space ℝ³ · Embedded
Ambient space
Euclidean space ℝ³
Topology
Closed orientable genus-(k−1)(m−1) surface with k punctures
Embeddedness
Embedded: Each finite-parameter surface is embedded with multiplicity one. The stacked planar limit is not a member of the smooth family.
Compactness
Noncompact
Surface genus
(k−1)(m−1), m sufficiently large for fixed k
Topological ends
Exactly k conical ends, any fixed k ≥ 4
Entropy
Finite; value not recorded: Finite; an exact value or numerical upper bound is not recorded for this construction.
Gaussian area
Finite; value not recorded: F₀,₁ = λ for the normalized shrinker. Finite; an exact value or numerical upper bound is not recorded for this construction.

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References on this page

  1. [ShaoZou2025] Guanhua Shao and Jiahua Zou. Self-shrinkers with any number of ends in ℝ³ by stacking ℝ². 2025. Checked arXiv version 1, July 24, 2025; manuscript dated July 28, 2025; 35 pages. URL: https://arxiv.org/abs/2507.18825v1, arXiv:2507.18825.All uses in this project ↩ 1
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