MCF-stack: Special Solutions of Mean Curvature Flow

§ 2.30 Closed shrinkers from spherical doublingEB175520B015

Earliest recorded reference: (first arXiv submission).

Paper credits and chronology

Paper credits are chronological and include every author of the cited papers. They identify sources, not exclusive discovery credit. Background-only citations do not determine the date of this example. A classical example may predate the references recorded here.

  1. Kapouleas–McGrath — 2020-01-13 (first arXiv submission).
EB175520B015
826D61792601

For every sufficiently large integer $m$, Kapouleas–McGrath construct a smooth closed embedded surface $S_ m\subset \mathbb R^3$ by doubling the round self-shrinking sphere $S^2(2)$. In the two-latitude subfamily, two nearby sphere sheets are joined by $2m$ small catenoidal bridges, with $m$ bridge sites on each of two latitude circles. The resulting surface satisfies

\[ \vec H_{S_ m}=-\frac{X^\perp }{2},\qquad M_ t=\sqrt{-t}\, S_ m,\quad -\infty <t<0. \]

The formula specifies the evolution after the existence construction; it is not an explicit formula for $S_ m$.

  • The surface has dimension two and codimension one. It is connected, orientable, compact without boundary, smoothly embedded, complete and proper. Its genus is $g=2m-1$, and it has no topological ends.

  • This statement is the specialization $k_\circ =2$ and $\mathbf m=(m)$ of the construction. The threshold for sufficiently large $m$ is not made effective here. It does not supply all small genera.

  • The selected surfaces are invariant under $\mathcal G_ m=D_{2m}\times \mathbb Z_2$, of order $4m$, where $D_{2m}$ denotes a dihedral group of order $2m$. This is an asserted symmetry subgroup, not a classification of the entire isometry group.

  • As $m\to \infty $, the surfaces converge as varifolds to the radius-two sphere with multiplicity two. Each member before the limit is a smooth embedded connected surface; the doubled sphere is the limiting configuration.

  • Since $S_ m$ is a centered shrinker, its entropy equals its normalized Gaussian area. The area inequality in the Gaussian metric $g=e^{-|x|^2/4}g_{\rm Euc}$ gives

    \[ \lambda (S_ m)=F(S_ m)=\frac1{4\pi }\int _{S_ m}e^{-|x|^2/4}\, d\mathcal H^2 <2F(S^2(2))=\frac8e. \]

    This is a rigorous bound obtained from the gluing theorem, not a numerical entropy computation. An individual numerical entropy, the exact Gaussian Morse index, and a uniqueness classification are not recorded by this entry.

  • The spherical input has the required trivial Jacobi kernel, verified directly in Section 10 of the source. This specialization does not rely on the separate theorem on doubling the Angenent torus.

See [KapouleasMcGrath2023], arXiv version 4: Theorem 10.5 (PDF page 66), Theorem 9.40 (page 65), Definitions 7.10–7.11 and Remark 7.12 (page 40), and Theorem 5.7 with equation (5.9) (page 30; also Theorem A on page 3). The genus formula is $2g_{S^2}-1+|L|=-1+2m$. The interactive construction schematic shows the two sheets joined through radial catenoidal necks, with a cutaway exposing the inner sheet. Its latitude placement uses a numerical balanced linearized guide from equation (10.3) and Definitions 7.24 and 7.29; the neck sizes and sheet separation are enlarged for visibility. The displayed values of $m$ illustrate the topology but are not asserted to lie in the existence range. This drawing is neither a solved self-shrinker nor an approximation with a proved error bound.

A connected closed surface with blue outer and gold inner spherical sheets joined through copper-colored radial necks on two aligned latitude circles. A cutaway exposes the inner sheet; the standalone drawing also shows a local neck section. Construction schematic, not a numerical self-shrinker.
Interactive spherical-doubling construction schematic. Two nearby spherical sheets are joined through 2m radial necks on two aligned latitude circles. Rotate, zoom, or use Cutaway to see the inner sheet. The sites follow a numerically computed balanced linearized latitude guide; neck sizes and sheet separation are enlarged drawing choices. The m = 6, 10, 14 models illustrate genus 2m − 1 and are not asserted to lie in the theorem’s sufficiently-large-m range. This is not a solved self-shrinker or a certified approximation. Open drawing · Numerical references and credits

Ambient space, topology, embeddedness and entropy

The chosen two-latitude subfamily has 2m bridges. The theorem does not provide every small odd genus.

Closed orientable surface from doubling S² · Euclidean space ℝ³ · Embedded
Ambient space
Euclidean space ℝ³
Topology
Closed orientable surface from doubling S²
Embeddedness
Embedded: Each constructed surface is embedded; the doubled sphere occurs only as a limiting configuration.
Compactness
Compact
Surface genus
2m−1, m sufficiently large
Topological ends
0 (compact)
Entropy
Proved bound or relation: λ < 8/e ≈ 2.94304 (proved; no individual value).
Gaussian area
Proved bound or relation: F₀,₁ = λ for this normalized shrinker. λ < 8/e ≈ 2.94304 (proved; no individual value).

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References on this page

  1. [KapouleasMcGrath2023] Nikolaos Kapouleas and Peter McGrath. Generalizing the linearized doubling approach, I: general theory and new minimal surfaces and self-shrinkers. Cambridge Journal of Mathematics, 11(2):299–439, 2023. Source locators refer to arXiv version 4, 5 December 2022, 86 pages; published pagination was not independently inspected. URL: https://arxiv.org/abs/2001.04240v4, arXiv:2001.04240, doi:10.4310/CJM.2023.v11.n2.a1.All uses in this project ↩ 1
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