MCF-stack: Special Solutions of Mean Curvature Flow

§ 3.22 Translators with high-genus spherical-doubling ends (Kapouleas–McGrath, 2020; Sun–Zhihan Wang, 2023)A0A7AC0D200C

Earliest recorded reference: (first arXiv submission).

Paper credits and chronology

Paper credits are chronological and include every author of the cited papers. They identify sources, not exclusive discovery credit. Background-only citations do not determine the date of this example. A classical example may predate the references recorded here.

  1. Kapouleas–McGrath — 2020-01-13 (first arXiv submission). Background only: Constructs the shrinker used as end data, not the translator.
  2. Sun–Zhihan Wang — 2023-01-19 (first arXiv submission).
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Fix an integer $m$ sufficiently large. In the spherical-doubling construction of Kapouleas–McGrath, choose two latitude circles and $m$ aligned bridge sites on each circle. Their theorem gives a smooth closed embedded shrinker $S_ m\subset \mathbb R^3$, obtained by connecting two nearby copies of the radius-two sphere with $2m$ small catenoidal bridges. Its genus is $2m-1$. This specifies a concrete subfamily of their construction; there is no effective lower threshold for $m$ or explicit formula for $S_ m$ in this statement.

Applying the Sun–Wang construction to $S_ m$ produces complete embedded translators $\Sigma _ m^3\subset \mathbb R^4$ with

\[ \vec H_{\Sigma _ m}=e_4^\perp ,\qquad M_ t=\Sigma _ m+t e_4,\quad t\in \mathbb R, \]

and, outside a compact set,

\[ \Sigma _ m= \left\{ \left(\sqrt z\, [x+u_ m(x,z)\nu _{S_ m}(x)],z\right): x\in S_ m,\ z\geq z_0\right\} ,\qquad \| u_ m(\cdot ,z)\| _{C^0(S_ m)}=O(z^{-\epsilon _ m}) \]

for some $\epsilon _ m>0$. Both the shrinker and the translator are existence constructions; the displayed formula contains an unknown correction and is not an explicit solution.

  • Each translator is a smooth, complete, properly embedded, noncompact hypersurface, with one end diffeomorphic to $S_ m\times [z_0,\infty )$. The genus $2m-1$ belongs to the two-dimensional horizontal cross-section. No surface genus or complete three-manifold topology is assigned to $\Sigma _ m$.

  • The unique tangent flow at backward infinity is generated by $S_ m\times \mathbb R$ with multiplicity one. Thus these examples have a different prescribed shrinker from the Angenent-torus-end examples, the bowl, and the previously catalogued three-ended translating surfaces in $\mathbb R^3$.

  • For each fixed $S_ m$ the end construction has $I_ m=\operatorname {ind}_ F(S_ m)$ parameters before quotienting by ambient translations. The exact index is not computed by the cited construction. One may choose an end and a minimizing completion invariant under the finite symmetry group $\mathcal G_ m=D_{2m}\times \mathbb Z_2$ of order $4m$, where $D_{2m}$ here denotes the dihedral group of order $2m$. Symmetry is asserted for such selected examples, not for every member of the full $I_ m$-parameter family.

  • The completions are locally $\mathcal I$-minimizing for $\mathcal I=\int e^ z\, d\mathcal H^3$, hence stable for compactly supported variations of that functional. The generic uniqueness result concerns minimizing completions exponentially asymptotic to a fixed constructed end. No specific fattening example for these $S_ m$ is proved in the cited sources.

  • The entropy is exactly the Gaussian area of the prescribed shrinker:

    \[ \lambda (\Sigma _ m)=F(S_ m)=\lambda (S_ m)<2F(S^2(2))=\frac8e. \]

    The strict upper bound follows by applying the area inequality of Kapouleas–McGrath in the Gaussian metric $g=e^{-|x|^2/4}g_{\rm Euc}$ and dividing its surface area by $4\pi $. It is a consequence of the two cited theorems, not a numerical approximation. No individual numerical entropy or value of $F_{0,1}(\Sigma _ m)$ is recorded.

For the input shrinkers, see [KapouleasMcGrath2023], Theorem 10.5, with $k_\circ =2$ and $\mathbf m=(m)$ (arXiv version 4, PDF page 66), Theorem 9.40 (page 65), and Definitions 7.10–7.11 and Remark 7.12 (page 40). The genus is $|L|-1=2m-1$; smooth embeddedness and the Gaussian-metric area inequality follow from Theorem 5.7 and equation (5.9) (page 30; also Theorem A on page 3). The application to translators uses [SunWang2025], Theorems 3.7 and 4.1 (pages 12 and 28), with compact core and entropy as in Lemma 2.5 and Corollary 2.4 (pages 8–10). This spherical-doubling specialization uses the explicit nondegeneracy check for the radius-two sphere in Section 10; it does not require the separate Angenent-torus doubling theorem of Kapouleas–McGrath.

A cutaway horizontal slice exposes gold inner and blue outer spherical sheets joined by twenty copper necks on two aligned latitude circles. Its model genus is nineteen. Height controls square-root growth; rescaling removes this growth. Schematic slices of one end in four-space, not a computed translator.
Interactive horizontal-slice schematic in ℝ⁴. Sun–Wang, equations (3.1)–(3.2): horizontal slices grow like √z times the prescribed shrinker. Rotate the connected spherical-doubling model, expose its necks with Cutaway, or vary height and rescale by 1/√z. These are two-dimensional slices of one three-dimensional end in ℝ⁴. The input shrinker is schematic; the unknown normal correction and compact core are omitted. Displayed bridge counts are illustrative, not existence thresholds. Open drawing · Numerical references and credits

Ambient space, topology, embeddedness and entropy

The horizontal cross-section has genus 2m−1 for sufficiently large m; this is not a surface genus of the translator.

Compact core with one S_m × [z₀,∞) end · Euclidean space ℝ⁴ · Embedded
Ambient space
Euclidean space ℝ⁴
Topology
Compact core with one S_m × [z₀,∞) end
Embeddedness
Embedded: The constructed three-dimensional translators in ℝ⁴ are properly embedded.
Compactness
Noncompact
Surface genus
Not a surface: translator dimension 3
Topological ends
1 topological end
Entropy
Proved bound or relation: λ(Σ_m) = λ(S_m) < 8/e ≈ 2.94304.
Gaussian area
Not recorded: Not recorded for the stated center and scale.

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References on this page

  1. [KapouleasMcGrath2023] Nikolaos Kapouleas and Peter McGrath. Generalizing the linearized doubling approach, I: general theory and new minimal surfaces and self-shrinkers. Cambridge Journal of Mathematics, 11(2):299–439, 2023. Source locators refer to arXiv version 4, 5 December 2022, 86 pages; published pagination was not independently inspected. URL: https://arxiv.org/abs/2001.04240v4, arXiv:2001.04240, doi:10.4310/CJM.2023.v11.n2.a1.All uses in this project ↩ 1
  2. [SunWang2025] Ao Sun and Zhihan Wang. On mean curvature flow translators with prescribed ends. Archive for Rational Mechanics and Analysis, 2025. Source locators refer to arXiv version 2, posted 20 August 2025, 45 pages. URL: https://arxiv.org/abs/2301.08224v2, arXiv:2301.08224, doi:10.1007/s00205-025-02125-9.All uses in this project ↩ 1
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